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True and fair assessment of providers' strengths and weaknesses
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service partners evaluated across 6000+ ratings submitted
Complimentary reports evaluating supplier performance

Compliance monitoring

Monitoring positions of each line of stock and reporting by reference to pre-determined compliance criteria.


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'Depositary lite' service

Providing the depositary services required under AIFMD for non-EU, offshore funds marketed to EU investors without a fund passport.


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Risk management monitoring

The depositary must review for appropriateness the risk management procedures of the fund according to the corresponding rules.


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Stress testing

The depositary monitors the stress testing carried out by the fund according to the corresponding rules.


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Daily check: investment/borrowing

Monitoring a fund's investments and borrowings against its powers and regulatory restrictions, on a daily basis.


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Periodic valuation checks

Conducting an independent check of net asset valuation (NAV) and of NAV per share calculations, according to the cycle of NAV calculations for a fund.


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Daily monitoring of breaches

Ensuring that all breaches reported to the Depository / Trustee are recorded and followed up with the appropriate party.


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Daily derivatives monitoring

For all derivatives (exchange-traded or OTC), monitoring exposure / usage on a daily basis.


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Oversight monitoring - site visits

Conducting regular due diligence and oversight visits of fund managers, tranfer agents, fund accountants and custodians to ensure that appropriate procedures are in place and being followed.


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Review scheme documentation

Reviewing the documentation of all new funds before launch and upon changes.


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Production of scheme documentation

Producing documentation for new funds which can then be submitted to regulators for approval.


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Dealing with fund auditors

Dealing with fund auditors as appropriate during the fund lifecycle.


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Conducting internal compliance audit

Carrying out audits on all participants in the fund processing / servicing to ensure procedures are in place and followed.


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Regulatory & technical guidance

Proactively providing guidance on regulatory issues to all participants in funds processing / servicing.


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Regular regulatory updates

Proactively providing updates on regulatory issues, on a regular basis.


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Support new & innovative products

Working with all participants to provide guidance on appropriate set up / processing of innovative products.


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Depositary/Trustee reporting

Providing comprehensive and timely reporting on all depositary / trustee activities.


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Other feedback

Year-on-year performance, improvements needed...
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