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000|Example 107|Foreign exchange 102|Pre-trade/trading 127|Trade processing 146|Income processing 147|Corporate actions processing 153|IBoR 148|P&L 150|Retail-level custody 151|Insurance investment accounting 121|Depositary/Trustee 114|Fund admin: traditional 120|Transfer agency 132|Fund admin: alternative 130|Investor servicing/TA - alternative 117|Securities clearing 136|Derivatives clearing 101|Safekeeping & Network 103|Settlement 123|Custody risk 104|Corporate actions 105|Income 106|Tax 109|Proxy voting/Class actions 154|Proxy voting 155|Class actions 112|Master custody 110|Sec lending/financing 131|Collateral/liquidity management 124|Institutional client reporting 118|Portfolio accounting/valuations 142|Investment performance 108|Liquidity management 134|Compliance monitoring 135|Regulatory reporting 115|Instructions 144|Reporting 126|Service standards 145|Service delivery 000|Example 107|Foreign exchange 102|Pre-trade/trading 127|Trade processing 146|Income processing 147|Corporate actions processing 153|IBoR 148|P&L 150|Retail-level custody 151|Insurance investment accounting 121|Depositary/Trustee 114|Fund admin: traditional 120|Transfer agency 132|Fund admin: alternative 130|Investor servicing/TA - alternative 117|Securities clearing 136|Derivatives clearing 101|Safekeeping & Network 103|Settlement 123|Custody risk 104|Corporate actions 105|Income 106|Tax 109|Proxy voting/Class actions 154|Proxy voting 155|Class actions 112|Master custody 110|Sec lending/financing 131|Collateral/liquidity management 124|Institutional client reporting 118|Portfolio accounting/valuations 142|Investment performance 108|Liquidity management 134|Compliance monitoring 135|Regulatory reporting 115|Instructions 144|Reporting 126|Service standards 145|Service delivery

View reports for securities finance
complete:
1  Unacceptable
2  Very poor - always fails to meet expectations
3  Poor - often fails to meet expectations
4  Satisfactory - sometimes meets expectations
5  Good - often meets expectations
6  Very good - always meets expectations
7  Excellent - consistently exceeds expectations

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Complimentary reports evaluating supplier performance

Securities finance

Provision of a range of financing and investment solutions using securities (for example, equity repos and buy sell back, in addition to securities lending and borrowing) all subject to appropriate written agreements.


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Securities lending

Certain firms need to borrow securities in order to cover their settlement obligations in the event of failed trades or taking short positions, or to take advantage of arbitrage and other opportunities. Institutions with large portfolios of securities are attractive to securities borrowers. Accordingly, global custodians provide securities lending services, typically with the custodian as agent matching its clients with approved borrowers. The custodian oversees the posting of collateral by the borrower, collects dividends and other economic benefits for the lender during the life of each loan and shares in the lending fee payable by the borrower. The lender can terminate a loan at any time, generally with recall notice of three business days.


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Collateral safekeeping

Collateral assets, while not owned by the client, are held by the service provider in a designated account so that they are safe-kept for the client's benefit and the client benefits from reporting on all such assets.


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Collateral reinvestment

The service provider reinvests cash collateral under terms agreed with the client.


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Collateral risk reporting

The service provider provides the client with timely reporting on collateral risks (such as timing mismatches between stock loan period and reinvestment term or exposure to long reinvestment maturities in case adverse market conditions arise and the stock loan is to be recalled).


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Support for timely recalls

Processes are in place to support the timely recall of securities on loan should they be required by the client for sale


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Other feedback

Year-on-year performance, improvements needed...
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